The DOL is redefining what it means to be “prudent” when selecting plan investments. Its latest proposal introduces a process-driven safe harbor that could reshape how fiduciaries evaluate, document, and defend their decisions. Now is the time for firms to assess how their investment processes stack up against the proposed framework.

The DOL has officially closed the door on its 2024 fiduciary rule—bringing a return to the familiar five-part test and reaffirming PTE 2020-02 (with important caveats). While little has changed technically, the real story is the newfound regulatory clarity—and the opportunity it creates. Now is the time for firms to revisit rollover practices and recalibrate compliance strategies.

The DOL is turning up the heat on retirement plan fiduciaries. Its 2026 enforcement priorities put investment oversight, fees, and conflicts squarely in focus—especially for financial institutions serving 401(k) plans. Here’s what firms need to know (and do now) to stay ahead of increased scrutiny.

Start the year strong by helping plan committees focus on what really matters. This session highlights timely topics, compliance updates, and actionable ways to turn first-quarter meetings into meaningful strategy sessions that reinforce your role as a trusted advisor.

Think 401(k) plans are too expensive for small businesses? Think again. SECURE 2.0 tax incentives are reshaping the game—and opening the door to big opportunities for advisors and their clients.

Are you prepared to capture the growth opportunities in small plans? Hear from Jason Roberts, CEO of PRI, and Matthew Eickman, Managing Partner at Fiduciary Law Center, as they reveal strategies to set your practice up for lasting success.

Want to stay ahead in the retirement plan space? Watch our exclusive webinar where we unpack the biggest takeaways from the recent NAPA 401(k) Summit — and explain exactly how they could impact your ERISA business. From evolving risks to promising new opportunities, you'll come away with actionable insights to help your institution and advisors navigate change, sharpen your strategy, and lead with confidence in a shifting retirement landscape.

Is Your Advisory Practice Making Rollover Recommendations? If so, the upcoming PTE 2020-02 compliance deadline—June 30 or July 31, depending on your original filing date—is critical, and understanding what's required for the Retrospective Review can help you stay compliant and avoid enforcement risks. Whether you’re just learning about this requirement or finalizing your review process you’ll want to listen in as our CEO Jason Roberts provides actionable steps for navigating one of the most critical and often misunderstood requirements of Prohibited Transaction Exemption (PTE) 2020-02 – the Retrospective Review.

Regular meetings and thorough documentation play a critical role in 401(k) plan fiduciary responsibilities. We’ve examined a number of recent court cases to see how consistent meetings and detailed records can demonstrate prudent fiduciary practices and potentially protect against allegations of mismanagement.

Managing retirement plans comes with crucial ERISA obligations. Many banks and trust companies mistakenly believe ERISA doesn't apply to them, but this oversight can lead to serious compliance issues.

In July 2024, the Retirement Law Group formally rebranded as Fiduciary Law Center (www.fiduciary.law), added a new Chief Legal Officer, and several new attorneys. Fiduciary Law was chosen to reflect the evolution of the firm that now provides legal services that go well beyond retirement-related matters.

Group Plan Systems (GPS), a company co-owned by PRI, was created in 2021 to serve as a professional, independent Pooled Plan Provider (PPP) for the rapidly growing Pooled Employer Plan (PEP) market. Congress created PEPs to allow otherwise unrelated employers to pool their assets and offload nearly all of their fiduciary duties to PPPs and ERISA 3(38) investment managers.